14.19.3 MySQL 对 GROUP BY 的处理
SQL-92 and earlier does not permit queries for which the select list, HAVING
condition, or ORDER BY
list refer to nonaggregated columns that are not named in the GROUP BY
clause. For example, this query is illegal in standard SQL-92 because the nonaggregated name
column in the select list does not appear in the GROUP BY
:
SELECT o.custid, c.name, MAX(o.payment)
FROM orders AS o, customers AS c
WHERE o.custid = c.custid
GROUP BY o.custid;
For the query to be legal in SQL-92, the name
column must be omitted from the select list or named in the GROUP BY
clause.
SQL:1999 and later permits such nonaggregates per optional feature T301 if they are functionally dependent on GROUP BY
columns: If such a relationship exists between name
and custid
, the query is legal. This would be the case, for example, were custid
a primary key of customers
.
MySQL implements detection of functional dependence. If the ONLY_FULL_GROUP_BY
SQL mode is enabled (which it is by default), MySQL rejects queries for which the select list, HAVING
condition, or ORDER BY
list refer to nonaggregated columns that are neither named in the GROUP BY
clause nor are functionally dependent on them.
MySQL also permits a nonaggregate column not named in a GROUP BY
clause when SQL ONLY_FULL_GROUP_BY
mode is enabled, provided that this column is limited to a single value, as shown in the following example:
mysql> CREATE TABLE mytable (
-> id INT UNSIGNED NOT NULL PRIMARY KEY,
-> a VARCHAR(10),
-> b INT
-> );
mysql> INSERT INTO mytable
-> VALUES (1, 'abc', 1000),
-> (2, 'abc', 2000),
-> (3, 'def', 4000);
mysql> SET SESSION sql_mode = sys.list_add(@@session.sql_mode, 'ONLY_FULL_GROUP_BY');
mysql> SELECT a, SUM(b) FROM mytable WHERE a = 'abc';
+------+--------+
| a | SUM(b) |
+------+--------+
| abc | 3000 |
+------+--------+
It is also possible to have more than one nonaggregate column in the SELECT
list when employing ONLY_FULL_GROUP_BY
. In this case, every such column must be limited to a single value in the WHERE
clause, and all such limiting conditions must be joined by logical AND
, as shown here:
mysql> DROP TABLE IF EXISTS mytable;
mysql> CREATE TABLE mytable (
-> id INT UNSIGNED NOT NULL PRIMARY KEY,
-> a VARCHAR(10),
-> b VARCHAR(10),
-> c INT
-> );
mysql> INSERT INTO mytable
-> VALUES (1, 'abc', 'qrs', 1000),
-> (2, 'abc', 'tuv', 2000),
-> (3, 'def', 'qrs', 4000),
-> (4, 'def', 'tuv', 8000),
-> (5, 'abc', 'qrs', 16000),
-> (6, 'def', 'tuv', 32000);
mysql> SELECT @@session.sql_mode;
+---------------------------------------------------------------+
| @@session.sql_mode |
+---------------------------------------------------------------+
| ONLY_FULL_GROUP_BY,STRICT_TRANS_TABLES,NO_ENGINE_SUBSTITUTION |
+---------------------------------------------------------------+
mysql> SELECT a, b, SUM(c) FROM mytable
-> WHERE a = 'abc' AND b = 'qrs';
+------+------+--------+
| a | b | SUM(c) |
+------+------+--------+
| abc | qrs | 17000 |
+------+------+--------+
If ONLY_FULL_GROUP_BY
is disabled, a MySQL extension to the standard SQL use of GROUP BY
permits the select list, HAVING
condition, or ORDER BY
list to refer to nonaggregated columns even if the columns are not functionally dependent on GROUP BY
columns. This causes MySQL to accept the preceding query. In this case, the server is free to choose any value from each group, so unless they are the same, the values chosen are nondeterministic, which is probably not what you want. Furthermore, the selection of values from each group cannot be influenced by adding an ORDER BY
clause. Result set sorting occurs after values have been chosen, and ORDER BY
does not affect which value within each group the server chooses. Disabling ONLY_FULL_GROUP_BY
is useful primarily when you know that, due to some property of the data, all values in each nonaggregated column not named in the GROUP BY
are the same for each group.
You can achieve the same effect without disabling ONLY_FULL_GROUP_BY
by using ANY_VALUE()
to refer to the nonaggregated column.
The following discussion demonstrates functional dependence, the error message MySQL produces when functional dependence is absent, and ways of causing MySQL to accept a query in the absence of functional dependence.
This query might be invalid with ONLY_FULL_GROUP_BY
enabled because the nonaggregated address
column in the select list is not named in the GROUP BY
clause:
SELECT name, address, MAX(age) FROM t GROUP BY name;
The query is valid if name
is a primary key of t
or is a unique NOT NULL
column. In such cases, MySQL recognizes that the selected column is functionally dependent on a grouping column. For example, if name
is a primary key, its value determines the value of address
because each group has only one value of the primary key and thus only one row. As a result, there is no randomness in the choice of address
value in a group and no need to reject the query.
The query is invalid if name
is not a primary key of t
or a unique NOT NULL
column. In this case, no functional dependency can be inferred and an error occurs:
mysql> SELECT name, address, MAX(age) FROM t GROUP BY name;
ERROR 1055 (42000): Expression #2 of SELECT list is not in GROUP
BY clause and contains nonaggregated column 'mydb.t.address' which
is not functionally dependent on columns in GROUP BY clause; this
is incompatible with sql_mode=only_full_group_by
If you know that, for a given data set, each name
value in fact uniquely determines the address
value, address
is effectively functionally dependent on name
. To tell MySQL to accept the query, you can use the ANY_VALUE()
function:
SELECT name, ANY_VALUE(address), MAX(age) FROM t GROUP BY name;
Alternatively, disable ONLY_FULL_GROUP_BY
.
The preceding example is quite simple, however. In particular, it is unlikely you would group on a single primary key column because every group would contain only one row. For additional examples demonstrating functional dependence in more complex queries, see Section 14.19.4, “Detection of Functional Dependence”.
If a query has aggregate functions and no GROUP BY
clause, it cannot have nonaggregated columns in the select list, HAVING
condition, or ORDER BY
list with ONLY_FULL_GROUP_BY
enabled:
mysql> SELECT name, MAX(age) FROM t;
ERROR 1140 (42000): In aggregated query without GROUP BY, expression
#1 of SELECT list contains nonaggregated column 'mydb.t.name'; this
is incompatible with sql_mode=only_full_group_by
Without GROUP BY
, there is a single group and it is nondeterministic which name
value to choose for the group. Here, too, ANY_VALUE()
can be used, if it is immaterial which name
value MySQL chooses:
SELECT ANY_VALUE(name), MAX(age) FROM t;
ONLY_FULL_GROUP_BY
also affects handling of queries that use DISTINCT
and ORDER BY
. Consider the case of a table t
with three columns c1
, c2
, and c3
that contains these rows:
c1 c2 c3
1 2 A
3 4 B
1 2 C
Suppose that we execute the following query, expecting the results to be ordered by c3
:
SELECT DISTINCT c1, c2 FROM t ORDER BY c3;
To order the result, duplicates must be eliminated first. But to do so, should we keep the first row or the third? This arbitrary choice influences the retained value of c3
, which in turn influences ordering and makes it arbitrary as well. To prevent this problem, a query that has DISTINCT
and ORDER BY
is rejected as invalid if any ORDER BY
expression does not satisfy at least one of these conditions:
-
The expression is equal to one in the select list
-
All columns referenced by the expression and belonging to the query's selected tables are elements of the select list
Another MySQL extension to standard SQL permits references in the HAVING
clause to aliased expressions in the select list. For example, the following query returns name
values that occur only once in table orders
:
SELECT name, COUNT(name) FROM orders
GROUP BY name
HAVING COUNT(name) = 1;
The MySQL extension permits the use of an alias in the HAVING
clause for the aggregated column:
SELECT name, COUNT(name) AS c FROM orders
GROUP BY name
HAVING c = 1;
Standard SQL permits only column expressions in GROUP BY
clauses, so a statement such as this is invalid because FLOOR(value/100)
is a noncolumn expression:
SELECT id, FLOOR(value/100)
FROM tbl_name
GROUP BY id, FLOOR(value/100);
MySQL extends standard SQL to permit noncolumn expressions in GROUP BY
clauses and considers the preceding statement valid.
Standard SQL also does not permit aliases in GROUP BY
clauses. MySQL extends standard SQL to permit aliases, so another way to write the query is as follows:
SELECT id, FLOOR(value/100) AS val
FROM tbl_name
GROUP BY id, val;
The alias val
is considered a column expression in the GROUP BY
clause.
In the presence of a noncolumn expression in the GROUP BY
clause, MySQL recognizes equality between that expression and expressions in the select list. This means that with ONLY_FULL_GROUP_BY
SQL mode enabled, the query containing GROUP BY id, FLOOR(value/100)
is valid because that same FLOOR()
expression occurs in the select list. However, MySQL does not try to recognize functional dependence on GROUP BY
noncolumn expressions, so the following query is invalid with ONLY_FULL_GROUP_BY
enabled, even though the third selected expression is a simple formula of the id
column and the FLOOR()
expression in the GROUP BY
clause:
SELECT id, FLOOR(value/100), id+FLOOR(value/100)
FROM tbl_name
GROUP BY id, FLOOR(value/100);
A workaround is to use a derived table:
SELECT id, F, id+F
FROM
(SELECT id, FLOOR(value/100) AS F
FROM tbl_name
GROUP BY id, FLOOR(value/100)) AS dt;