10.2.2.1 使用半连接和反连接转换优化IN和EXISTS子查询谓词
A semijoin is a preparation-time transformation that enables multiple execution strategies such as table pullout, duplicate weedout, first match, loose scan, and materialization. The optimizer uses semijoin strategies to improve subquery execution, as described in this section.
For an inner join between two tables, the join returns a row from one table as many times as there are matches in the other table. But for some questions, the only information that matters is whether there is a match, not the number of matches. Suppose that there are tables named class
and roster
that list classes in a course curriculum and class rosters (students enrolled in each class), respectively. To list the classes that actually have students enrolled, you could use this join:
SELECT class.class_num, class.class_name
FROM class
INNER JOIN roster
WHERE class.class_num = roster.class_num;
However, the result lists each class once for each enrolled student. For the question being asked, this is unnecessary duplication of information.
Assuming that class_num
is a primary key in the class
table, duplicate suppression is possible by using SELECT DISTINCT
, but it is inefficient to generate all matching rows first only to eliminate duplicates later.
The same duplicate-free result can be obtained by using a subquery:
SELECT class_num, class_name
FROM class
WHERE class_num IN
(SELECT class_num FROM roster);
Here, the optimizer can recognize that the IN
clause requires the subquery to return only one instance of each class number from the roster
table. In this case, the query can use a semijoin; that is, an operation that returns only one instance of each row in class
that is matched by rows in roster
.
The following statement, which contains an EXISTS
subquery predicate, is equivalent to the previous statement containing an IN
subquery predicate:
SELECT class_num, class_name
FROM class
WHERE EXISTS
(SELECT * FROM roster WHERE class.class_num = roster.class_num);
Any statement with an EXISTS
subquery predicate is subject to the same semijoin transforms as a statement with an equivalent IN
subquery predicate.
The following subqueries are transformed into antijoins:
-
NOT IN (SELECT ... FROM ...)
-
NOT EXISTS (SELECT ... FROM ...)
. -
IN (SELECT ... FROM ...) IS NOT TRUE
-
EXISTS (SELECT ... FROM ...) IS NOT TRUE
. -
IN (SELECT ... FROM ...) IS FALSE
-
EXISTS (SELECT ... FROM ...) IS FALSE
.
In short, any negation of a subquery of the form IN (SELECT ... FROM ...)
or EXISTS (SELECT ... FROM ...)
is transformed into an antijoin.
An antijoin is an operation that returns only rows for which there is no match. Consider the query shown here:
SELECT class_num, class_name
FROM class
WHERE class_num NOT IN
(SELECT class_num FROM roster);
This query is rewritten internally as the antijoin SELECT class_num, class_name FROM class ANTIJOIN roster ON class_num
, which returns one instance of each row in class
that is not matched by any rows in roster
. This means that, for each row in class
, as soon as a match is found in roster
, the row in class
can be discarded.
Antijoin transformations cannot in most cases be applied if the expressions being compared are nullable. An exception to this rule is that (... NOT IN (SELECT ...)) IS NOT FALSE
and its equivalent (... IN (SELECT ...)) IS NOT TRUE
can be transformed into antijoins.
Outer join and inner join syntax is permitted in the outer query specification, and table references may be base tables, derived tables, view references, or common table expressions.
In MySQL, a subquery must satisfy these criteria to be handled as a semijoin (or an antijoin, if NOT
modifies the subquery):
-
It must be part of an
IN
,= ANY
, orEXISTS
predicate that appears at the top level of theWHERE
orON
clause, possibly as a term in anAND
expression. For example:SELECT ... FROM ot1, ... WHERE (oe1, ...) IN (SELECT ie1, ... FROM it1, ... WHERE ...);
Here,
ot_
andi
it_
represent tables in the outer and inner parts of the query, andi
oe_
andi
ie_
represent expressions that refer to columns in the outer and inner tables.i
The subquery can also be the argument to an expression modified by
NOT
,IS [NOT] TRUE
, orIS [NOT] FALSE
. -
It must not contain a
HAVING
clause. -
It must not contain any aggregate functions (whether it is explicitly or implicitly grouped).
-
It must not have a
LIMIT
clause. -
The statement must not use the
STRAIGHT_JOIN
join type in the outer query. -
The
STRAIGHT_JOIN
modifier must not be present. -
The number of outer and inner tables together must be less than the maximum number of tables permitted in a join.
-
The subquery may be correlated or uncorrelated. Decorrelation looks at trivially correlated predicates in the
WHERE
clause of a subquery used as the argument toEXISTS
, and makes it possible to optimize it as if it was used withinIN (SELECT b FROM ...)
. The term trivially correlated means that the predicate is an equality predicate, that it is the sole predicate in theWHERE
clause (or is combined withAND
), and that one operand is from a table referenced in the subquery and the other operand is from the outer query block. -
The
DISTINCT
keyword is permitted but ignored. Semijoin strategies automatically handle duplicate removal. -
A
GROUP BY
clause is permitted but ignored, unless the subquery also contains one or more aggregate functions. -
An
ORDER BY
clause is permitted but ignored, since ordering is irrelevant to the evaluation of semijoin strategies.
If a subquery meets the preceding criteria, MySQL converts it to a semijoin (or to an antijoin if applicable) and makes a cost-based choice from these strategies:
-
Convert the subquery to a join, or use table pullout and run the query as an inner join between subquery tables and outer tables. Table pullout pulls a table out from the subquery to the outer query.
-
Duplicate Weedout: Run the semijoin as if it was a join and remove duplicate records using a temporary table.
-
FirstMatch: When scanning the inner tables for row combinations and there are multiple instances of a given value group, choose one rather than returning them all. This "shortcuts" scanning and eliminates production of unnecessary rows.
-
LooseScan: Scan a subquery table using an index that enables a single value to be chosen from each subquery's value group.
-
Materialize the subquery into an indexed temporary table that is used to perform a join, where the index is used to remove duplicates. The index might also be used later for lookups when joining the temporary table with the outer tables; if not, the table is scanned. For more information about materialization, see Section 10.2.2.2, “Optimizing Subqueries with Materialization”.
Each of these strategies can be enabled or disabled using the following optimizer_switch
system variable flags:
-
The
semijoin
flag controls whether semijoins and antijoins are used. -
If
semijoin
is enabled, thefirstmatch
,loosescan
,duplicateweedout
, andmaterialization
flags enable finer control over the permitted semijoin strategies. -
If the
duplicateweedout
semijoin strategy is disabled, it is not used unless all other applicable strategies are also disabled. -
If
duplicateweedout
is disabled, on occasion the optimizer may generate a query plan that is far from optimal. This occurs due to heuristic pruning during greedy search, which can be avoided by settingoptimizer_prune_level=0
.
These flags are enabled by default. See Section 10.9.2, “Switchable Optimizations”.
The optimizer minimizes differences in handling of views and derived tables. This affects queries that use the STRAIGHT_JOIN
modifier and a view with an IN
subquery that can be converted to a semijoin. The following query illustrates this because the change in processing causes a change in transformation, and thus a different execution strategy:
CREATE VIEW v AS
SELECT *
FROM t1
WHERE a IN (SELECT b
FROM t2);
SELECT STRAIGHT_JOIN *
FROM t3 JOIN v ON t3.x = v.a;
The optimizer first looks at the view and converts the IN
subquery to a semijoin, then checks whether it is possible to merge the view into the outer query. Because the STRAIGHT_JOIN
modifier in the outer query prevents semijoin, the optimizer refuses the merge, causing derived table evaluation using a materialized table.
EXPLAIN
output indicates the use of semijoin strategies as follows:
-
For extended
EXPLAIN
output, the text displayed by a followingSHOW WARNINGS
shows the rewritten query, which displays the semijoin structure. (See Section 10.8.3, “Extended EXPLAIN Output Format”.) From this you can get an idea about which tables were pulled out of the semijoin. If a subquery was converted to a semijoin, you should see that the subquery predicate is gone and its tables andWHERE
clause were merged into the outer query join list andWHERE
clause. -
Temporary table use for Duplicate Weedout is indicated by
Start temporary
andEnd temporary
in theExtra
column. Tables that were not pulled out and are in the range ofEXPLAIN
output rows covered byStart temporary
andEnd temporary
have theirrowid
in the temporary table. -
FirstMatch(
in thetbl_name
)Extra
column indicates join shortcutting. -
LooseScan(
in them
..n
)Extra
column indicates use of the LooseScan strategy.m
andn
are key part numbers. -
Temporary table use for materialization is indicated by rows with a
select_type
value ofMATERIALIZED
and rows with atable
value of<subquery
.N
>
A semijoin transformation can also be applied to a single-table UPDATE
or DELETE
statement that uses a [NOT] IN
or [NOT] EXISTS
subquery predicate, provided that the statement does not use ORDER BY
or LIMIT
, and that semijoin transformations are allowed by an optimizer hint or by the optimizer_switch
setting.